Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Todd Lindquist | 3198807 | 4 | 12/30/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Brady | 1785699 | 1 | 12/27/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert John Conlisk | 4082165 | 1 | 12/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Grenda | 1635222 | 3 | 12/12/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Jon Lenz | 2035313 | 1 | 11/26/2013 | Customer Dispute | Denied | $12,018.70 | $0.00 | See FINRA Report |
| George Auston Snook | 2911596 | 3 | 11/26/2013 | Customer Dispute | Denied | $12,018.70 | $0.00 | See FINRA Report |
| Byron J Dunlap | 5135713 | 2 | 11/26/2013 | Customer Dispute | Denied | $12,018.70 | $0.00 | See FINRA Report |
| James E Thomas | 4853891 | 1 | 11/26/2013 | Customer Dispute | Denied | $12,018.70 | $0.00 | See FINRA Report |
| Scott Garrison Schuebel | 2619709 | 1 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Edward Napier | 2276016 | 1 | 11/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |