Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Hugh Root | 1403460 | 4 | 05/08/2014 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |
| Joshua R Tomeoni | 5966153 | 1 | 04/29/2014 | Customer Dispute | Denied | $76,754.80 | $0.00 | See FINRA Report |
| Brett A Thiery | 5179667 | 9 | 04/17/2014 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Theresa Renda King | 2587228 | 3 | 04/15/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Charles McGeehan | 4019304 | 2 | 03/28/2014 | Customer Dispute | Closed-No Action | $211,391.00 | $0.00 | See FINRA Report |
| James William Cleary | 1155088 | 6 | 03/28/2014 | Customer Dispute | Closed-No Action | $211,391.00 | $0.00 | See FINRA Report |
| Stephanie Ann Yoingco | 5470221 | 3 | 02/26/2014 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Michael Edward McDermott | 1246229 | 3 | 02/03/2014 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Kelly Erwin Hejtmancik | 4535262 | 2 | 01/31/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Burkhard | 2319265 | 3 | 01/08/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |