Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Fitzgerald Cotton | 1372595 | 2 | 09/19/2014 | Customer Dispute | Denied | $23,598.60 | $0.00 | See FINRA Report |
| Keith Vincent Lecky | 2279006 | 1 | 08/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew James Sawyer | 5394623 | 1 | 08/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Irving Mechanic | 2659814 | 1 | 08/11/2014 | Customer Dispute | Closed-No Action | $46,000.00 | $0.00 | See FINRA Report |
| George Patrick Monastra | 1158064 | 1 | 08/07/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edward McDermott | 1246229 | 3 | 07/21/2014 | Customer Dispute | Denied | $13,555.70 | $0.00 | See FINRA Report |
| Michael Werfel | 5067744 | 1 | 07/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Kar Yerng Eng | 2695582 | 1 | 06/17/2014 | Customer Dispute | Withdrawn | $6,763.18 | $0.00 | See FINRA Report |
| George John Fayad | 1128865 | 1 | 06/13/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Holly Ann Johnson | 5384091 | 1 | 05/09/2014 | Customer Dispute | Closed-No Action | $6,174.50 | $0.00 | See FINRA Report |