Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javid Jaraiedi | 1365691 | 2 | 11/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debra Rochelle Verdi | 2084808 | 1 | 11/05/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Veikko Antero Vasara | 1869085 | 3 | 10/31/2014 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Hubert Larry Redden | 372225 | 2 | 10/28/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Eugene Cote | 2056851 | 1 | 10/27/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ramesh Persaud | 1148889 | 3 | 10/22/2014 | Customer Dispute | Denied | $12,032.60 | $0.00 | See FINRA Report |
| Jason Ernest Luck | 4951193 | 1 | 10/20/2014 | Customer Dispute | Settled | $68,086.90 | $0.00 | See FINRA Report |
| Randi Kay Saboski | 5551233 | 1 | 10/17/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ritia Dawn Brown | 4847791 | 2 | 10/17/2014 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Thomas James Durkin | 1912217 | 1 | 10/07/2014 | Customer Dispute | Denied | $7,656.00 | $0.00 | See FINRA Report |