Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert A Anderson | 5235631 | 2 | 01/22/2015 | Customer Dispute | Settled | $14,003.30 | $0.00 | See FINRA Report |
| Victor Vyas | 4152762 | 6 | 01/17/2015 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| James Kenneth Krueger | 1637849 | 3 | 01/15/2015 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Matthew Anthony Delpriore | 4928651 | 2 | 01/15/2015 | Customer Dispute | Denied | $5,285.88 | $0.00 | See FINRA Report |
| Stuart Hilton Grove | 4645221 | 1 | 01/15/2015 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 12/01/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn David Morin | 2622161 | 7 | 11/24/2014 | Customer Dispute | Settled | $7,145.65 | $0.00 | See FINRA Report |
| Kenneth Sydney Kaufman | 4167959 | 3 | 11/13/2014 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| George Auston Snook | 2911596 | 3 | 11/10/2014 | Customer Dispute | Denied | $180,161.00 | $0.00 | See FINRA Report |
| Byron J Dunlap | 5135713 | 2 | 11/10/2014 | Customer Dispute | Denied | $180,161.00 | $0.00 | See FINRA Report |