Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Ashleigh Fortune | 1501384 | 6 | 03/25/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Bradley | 4475085 | 4 | 03/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter J Hall | 5459775 | 1 | 03/19/2015 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| James Gregory Leclair | 4665091 | 1 | 03/19/2015 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Kevin Winthrop Paasch | 2213833 | 3 | 03/16/2015 | Customer Dispute | Denied | $15,495.80 | $0.00 | See FINRA Report |
| Richard Ashleigh Fortune | 1501384 | 6 | 03/12/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Eric Scarbrough | 2912830 | 4 | 03/09/2015 | Customer Dispute | Denied | $12,621.70 | $0.00 | See FINRA Report |
| Elizabeth Harris Sloan | 2119880 | 3 | 03/09/2015 | Customer Dispute | Closed-No Action | $750,000.00 | $0.00 | See FINRA Report |
| Mitchell Rutherford Mays | 1313864 | 1 | 02/18/2015 | Customer Dispute | Denied | $6,906.00 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 02/04/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |