Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Anne Adams-Brosterman | 1736020 | 1 | 06/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Ann Clifton | 5764211 | 1 | 06/15/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Sydney Kaufman | 4167959 | 3 | 06/10/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph F Eppy | 2446648 | 2 | 06/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dmitri A Knysh | 4396485 | 2 | 06/01/2015 | Customer Dispute | Denied | $34,982.80 | $0.00 | See FINRA Report |
| Adam Mahd | 4817500 | 2 | 06/01/2015 | Customer Dispute | Denied | $34,982.80 | $0.00 | See FINRA Report |
| Justin Mark Walker | 4845975 | 2 | 05/26/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Kent Leslie Wyse | 1070329 | 9 | 05/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Stanley Sinclair | 1696664 | 2 | 05/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Anthony Martinez | 1688923 | 7 | 04/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |