Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark A Sutherland | 4292538 | 1 | 09/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salina Chorsai Lo | 2496744 | 1 | 09/15/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Renisha Cantrell Jackson-Rucker | 5539713 | 3 | 09/11/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Tyler Foxworth | 5656380 | 2 | 09/08/2015 | Customer Dispute | Denied | $12,337.80 | $0.00 | See FINRA Report |
| Vincent James Paone | 2853097 | 1 | 09/08/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Joseph Bonshak | 4462339 | 5 | 09/04/2015 | Customer Dispute | Denied | $8,178.00 | $0.00 | See FINRA Report |
| Matthew Wade Pendergrass | 6083165 | 1 | 08/31/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Timothy J Martin | 3142372 | 1 | 08/20/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 08/19/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Randall Williams | 2540151 | 1 | 08/18/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |