Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin John Canfield | 2286759 | 9 | 01/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Winthrop Paasch | 2213833 | 3 | 12/27/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Dominick Roselli | 4939149 | 2 | 12/14/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Kelly McGee | 2395931 | 1 | 12/14/2015 | Customer Dispute | Settled | $475,816.00 | $0.00 | See FINRA Report |
| James Francis Lormer | 2059207 | 2 | 12/10/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Hanna | 5235310 | 5 | 11/18/2015 | Customer Dispute | Denied | $34,500.00 | $0.00 | See FINRA Report |
| Marc Barry Hammer | 4612620 | 1 | 11/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Ward Marlor | 1903323 | 1 | 11/12/2015 | Customer Dispute | Denied | $6,900.42 | $0.00 | See FINRA Report |
| Michael Scott Rothberg | 2221472 | 1 | 10/09/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael George Kreh | 3220002 | 4 | 10/06/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |