Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colleen Marie Fitzhenry | 4804447 | 1 | 03/29/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David P Quaglia | 2525921 | 2 | 02/24/2016 | Customer Dispute | Settled | $62,637.50 | $0.00 | See FINRA Report |
| Nancy Jean Littleton | 4441522 | 1 | 02/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Louis Dileo | 2271274 | 1 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor A Tomasulo | 2796420 | 1 | 02/18/2016 | Customer Dispute | Denied | $81,055.40 | $0.00 | See FINRA Report |
| Robert Perley Crockett | 1648946 | 1 | 02/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| MacK Hallman Rideout | 809864 | 1 | 02/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Boyd Thomas | 2065557 | 1 | 02/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Theodore Robinson | 5312258 | 1 | 02/02/2016 | Customer Dispute | Denied | $335,533.00 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 01/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |