Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Pierce Batty | 2643147 | 1 | 06/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glenn Edward Fleureton | 5496349 | 1 | 06/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Allen Grenda | 1635222 | 3 | 05/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Lavelle | 4584868 | 1 | 05/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shawn David Morin | 2622161 | 7 | 05/02/2016 | Customer Dispute | Settled | $6,974.44 | $0.00 | See FINRA Report |
| Andrew Robert Joyce | 5795597 | 1 | 04/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 04/25/2016 | Customer Dispute | Settled | $19,606.80 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 04/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leisa Jo Scott | 2293292 | 1 | 04/19/2016 | Customer Dispute | Denied | $44,169.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 04/19/2016 | Customer Dispute | Settled | $183,000.00 | $0.00 | See FINRA Report |