Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ritia Dawn Brown | 4847791 | 2 | 08/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gino Donato Callisto | 3214920 | 2 | 08/03/2016 | Customer Dispute | Closed-No Action | $37,000.00 | $0.00 | See FINRA Report |
| Robert Milton Cornett | 1612729 | 1 | 08/01/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Badami | 2544347 | 2 | 07/29/2016 | Customer Dispute | Settled | $27,182.90 | $0.00 | See FINRA Report |
| Thomas Edward Shaughnessy | 4403856 | 1 | 07/29/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 07/25/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 07/22/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kevin Edward Stokesbary | 4282283 | 1 | 07/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher J Lewis | 5543699 | 1 | 07/06/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas M Valentine | 5515150 | 1 | 07/05/2016 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |