Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Stephens Blakeney | 5514284 | 1 | 11/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Craig Chesser | 1747491 | 2 | 11/07/2016 | Customer Dispute | Settled | $6,900,000.00 | $0.00 | See FINRA Report |
| Terri Jo Wetzel | 4358778 | 1 | 11/07/2016 | Customer Dispute | Settled | $6,900,000.00 | $0.00 | See FINRA Report |
| Jeredith Marie Nolan | 2460549 | 2 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward M Tunmore | 4372646 | 2 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jim J Liu | 2042585 | 1 | 10/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Holly Brown Carroccio | 1691581 | 2 | 10/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Craig Chesser | 1747491 | 2 | 09/01/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Taechan Yang | 1745734 | 3 | 08/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Paul Robbins | 4364668 | 3 | 08/24/2016 | Customer Dispute | Settled | $460,000.00 | $0.00 | See FINRA Report |