Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Grzelka | 4961409 | 1 | 01/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Evan Samuel Silverstein | 4724661 | 2 | 01/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 01/09/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Damian McKenzie | 2180710 | 5 | 01/03/2017 | Customer Dispute | Settled | $6,114.00 | $0.00 | See FINRA Report |
| Mikael C Lee | 4731378 | 2 | 12/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Thomas Murphy | 4374331 | 2 | 12/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pearl Marie Dodd | 2170074 | 1 | 12/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Jude Capone | 1017593 | 4 | 11/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Carr | 1669686 | 1 | 11/16/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Keith Carriere | 1472994 | 2 | 11/15/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |