Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony David Scott | 1269356 | 2 | 02/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramesh Persaud | 1148889 | 3 | 02/07/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Hugh Clark | 1054265 | 3 | 01/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Belvedere | 1239707 | 2 | 01/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terrence Sean Carey | 1480148 | 1 | 01/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 01/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brendan Keohane | 2424444 | 1 | 01/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Vyas | 4152762 | 6 | 01/19/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mayra Alejandra Corrada Fernandez | 5927407 | 2 | 01/17/2017 | Customer Dispute | Settled | $62,871.90 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 01/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |