Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Madsen | 5960748 | 1 | 03/28/2017 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Herve Leclerc Vixamar | 2917583 | 1 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harry Aloysius Carroll | 2617434 | 5 | 03/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 03/15/2017 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Reimer | 1487427 | 2 | 03/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John V Sbrogna | 5198198 | 1 | 03/09/2017 | Customer Dispute | Settled | $219,748.00 | $0.00 | See FINRA Report |
| Timothy David Tanner | 2499960 | 3 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robin Price | 2863674 | 2 | 02/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Casey Robert Kreatz | 5260177 | 1 | 02/22/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Shane Daniel Gornik | 4729104 | 5 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |