Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morgan David Grindley | 4732783 | 1 | 02/22/2024 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Kevin Winthrop Paasch | 2213833 | 3 | 02/15/2024 | Customer Dispute | Closed-No Action | $1,100,000.00 | $0.00 | See FINRA Report |
| Roland Cuellar | 2201709 | 3 | 02/13/2024 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Eric Michael Reed | 6348433 | 1 | 01/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Muhammad Usman | 4989336 | 3 | 01/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher S van Pelt | 4676824 | 1 | 01/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kurt Martin Petrucci | 3091334 | 2 | 01/12/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cory Alan Weiser | 4540398 | 1 | 01/02/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Anthony Miceli | 4572957 | 1 | 01/02/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jayson Decandia | 5090632 | 1 | 12/19/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |