Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Lawerence Wellspeak | 2622075 | 1 | 08/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Ashleigh Fortune | 1501384 | 6 | 08/02/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael L Miley | 3148401 | 1 | 07/31/2017 | Customer Dispute | Settled | $20,180.00 | $0.00 | See FINRA Report |
| Darrien M Slaughter | 5915315 | 1 | 07/24/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bernard P Leuzzi | 4187948 | 1 | 07/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Milton Lyman Knowlton | 272651 | 1 | 07/03/2017 | Customer Dispute | Denied | $137,082.00 | $0.00 | See FINRA Report |
| Alejandro Pena | 2768408 | 3 | 06/20/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Davis Touzeau | 2817933 | 1 | 06/07/2017 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| David Mynatt Rubin | 3099983 | 2 | 06/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 06/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |