Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Warshaw | 4232910 | 1 | 12/12/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michael Dean Reed | 4284143 | 1 | 11/28/2017 | Customer Dispute | Settled | $47,324.00 | $0.00 | See FINRA Report |
| Glen Christopher Spice | 1662555 | 1 | 11/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Clemente Davis | 1961843 | 5 | 11/10/2017 | Customer Dispute | Settled | $1,868.09 | $0.00 | See FINRA Report |
| Michael George Kreh | 3220002 | 4 | 11/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven James Draper | 2922141 | 1 | 09/22/2017 | Customer Dispute | Settled | $8,275.00 | $0.00 | See FINRA Report |
| Maurice K Clarke | 4823388 | 3 | 09/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Cheskel Gottlieb | 1069784 | 1 | 08/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Norman Peatman | 359026 | 2 | 08/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph William Scheid | 2547921 | 1 | 08/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |