Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Craig Sundberg | 1450187 | 3 | 03/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Craig Sundberg | 1450187 | 3 | 03/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Craig Sundberg | 1450187 | 3 | 03/10/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Anthony Paciocco | 3111527 | 1 | 03/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Capozzi | 4803994 | 2 | 03/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Dietz | 1251120 | 1 | 03/01/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Albert Rhodes Wilson | 2214115 | 1 | 02/19/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Yevgeny Kostalevsky | 6344278 | 1 | 02/15/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amy Jamrog | 2854405 | 2 | 01/30/2018 | Customer Dispute | Denied | $82,000.00 | $0.00 | See FINRA Report |
| Victor Vyas | 4152762 | 6 | 01/03/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |