Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Vyas | 4152762 | 6 | 04/12/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Akirmaian | 2796937 | 1 | 04/04/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dean Hollifield | 1701741 | 1 | 04/03/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacklin Bahramy | 2701645 | 2 | 04/02/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott M Turner | 5245008 | 1 | 03/29/2018 | Customer Dispute | Denied | $23,611.00 | $0.00 | See FINRA Report |
| Steven Thomas Klimaszewski | 2287121 | 1 | 03/29/2018 | Customer Dispute | Denied | $23,611.00 | $0.00 | See FINRA Report |
| David Michael Capozzi | 4803994 | 2 | 03/28/2018 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
| Muhammad Usman | 4989336 | 3 | 03/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pedro Juan Rodriguez Rivera | 5419364 | 2 | 03/19/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 03/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |