Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas James Rechtine | 1592454 | 2 | 01/24/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mayra Alejandra Corrada Fernandez | 5927407 | 2 | 01/22/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jay V Petty | 2895602 | 1 | 01/18/2019 | Customer Dispute | Denied | $215,859.00 | $0.00 | See FINRA Report |
| Mark David Wolpert | 2692529 | 7 | 01/17/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Higgins | 6499135 | 2 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler J Tutino | 6768279 | 1 | 01/14/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason James Dekeuster | 5127089 | 2 | 01/10/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 4 | 12/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sudesh Kumar Jain | 1325905 | 8 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |