Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leon Michael Almeida | 5645472 | 4 | 08/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Scott Pollack | 2124816 | 4 | 08/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javid Jaraiedi | 1365691 | 2 | 08/02/2019 | Customer Dispute | Denied | $50,896.40 | $0.00 | See FINRA Report |
| Brian Edward Gaine | 2249607 | 1 | 06/19/2019 | Customer Dispute | Denied | $30,582.60 | $0.00 | See FINRA Report |
| Michael Anthony Nigro | 2097646 | 4 | 06/16/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandra Scanni | 2179046 | 3 | 05/29/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wayne Frederick Slattery | 1154405 | 2 | 05/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles H Lundeen | 2700322 | 2 | 04/24/2019 | Customer Dispute | Denied | $71,726.80 | $0.00 | See FINRA Report |
| David Hugh Root | 1403460 | 4 | 04/23/2019 | Customer Dispute | Closed-No Action | $470,000.00 | $0.00 | See FINRA Report |
| George Francis Grant | 2074572 | 1 | 04/11/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |