Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Burgess | 6422595 | 3 | 10/15/2019 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Choddie Toi Bryant | 5377907 | 2 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ruth Simons | 1463385 | 1 | 10/02/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Sercheow Koh | 1553631 | 3 | 09/30/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 09/24/2019 | Customer Dispute | Settled | $5,000.01 | $0.00 | See FINRA Report |
| Brian T Bednarz | 4175324 | 1 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Paquette | 5965577 | 2 | 09/10/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon Hedreen Roberts | 4488040 | 1 | 09/06/2019 | Customer Dispute | Settled | $12,489.80 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 3 | 08/26/2019 | Customer Dispute | Denied | $5,000.01 | $0.00 | See FINRA Report |
| Lawrence Otis Myers | 2605164 | 1 | 08/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |