Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tadas Vincent Petkevicius | 1854727 | 3 | 05/20/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Patrick Hagan | 2392157 | 9 | 05/07/2024 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Edward M Tunmore | 4372646 | 2 | 04/22/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Buck Kartheval Jones | 6138651 | 1 | 04/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Carl Gutwein | 2904262 | 1 | 03/25/2024 | Customer Dispute | Pending | $350,000.00 | $0.00 | See FINRA Report |
| Benjamin Matthew Howarth | 4547458 | 1 | 03/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Michael Mansavage | 2181376 | 2 | 03/12/2024 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jeremy Todd Lindquist | 3198807 | 4 | 03/03/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Mahd | 4817500 | 2 | 02/26/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Wasikonis | 1199392 | 2 | 02/22/2024 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |