Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Earl Hampton | 1730068 | 2 | 12/07/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeromia J Burger | 5311440 | 1 | 12/02/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 11/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Claudio M Gambin Neto | 5752180 | 3 | 11/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 2 | 11/13/2022 | Customer Dispute | Denied | $57,173.50 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 11/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Howard Schiffer | 2181288 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Samuel Schankerman | 1616294 | 1 | 10/30/2022 | Customer Dispute | Denied | $8,276.54 | $0.00 | See FINRA Report |
| Andrew James Cardile | 5700023 | 1 | 10/24/2022 | Customer Dispute | Denied | $45,711.10 | $0.00 | See FINRA Report |
| Ryon Kevin Frisch | 5005383 | 1 | 10/17/2022 | Customer Dispute | Pending | $150,395.00 | $0.00 | See FINRA Report |