Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hugo Hietapelto | 4731334 | 1 | 01/21/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbara Koppelkiernan | 1358170 | 3 | 01/09/2020 | Customer Dispute | Denied | $32,700.00 | $0.00 | See FINRA Report |
| Christopher Robinette | 5983120 | 1 | 01/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tadas Vincent Petkevicius | 1854727 | 3 | 12/16/2019 | Customer Dispute | Denied | $13,896.00 | $0.00 | See FINRA Report |
| Jeffrey Steven Chipper | 2073933 | 1 | 12/13/2019 | Customer Dispute | Settled | $8,691.09 | $0.00 | See FINRA Report |
| Troy Edward Sheets | 4124051 | 1 | 12/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas John Wieczerak | 2168759 | 2 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Wesley Mills | 6064141 | 1 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Clark Radcliffe | 1539721 | 1 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Benjamin Fischer | 4669394 | 1 | 10/15/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |