Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Lee Silverman | 1951973 | 3 | 05/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Philip Jones | 261180 | 1 | 05/04/2020 | Customer Dispute | Pending | $5,000.01 | $0.00 | See FINRA Report |
| Carlos Alberto Temperan | 5793874 | 3 | 05/04/2020 | Customer Dispute | Denied | $18,476.00 | $0.00 | See FINRA Report |
| Joshua Ryan Plank | 3262187 | 2 | 03/30/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Peter Mars | 6530767 | 1 | 03/27/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Isabella M Brunk | 4453938 | 1 | 03/13/2020 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Joshua von Steinfeld | 5560704 | 2 | 03/11/2020 | Customer Dispute | Denied | $215,875.00 | $0.00 | See FINRA Report |
| Timothy Patrick Danahy | 1350324 | 1 | 03/09/2020 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Winsome Elaine Goodale | 1745670 | 3 | 02/06/2020 | Customer Dispute | Denied | $3,000.00 | $0.00 | See FINRA Report |
| Yuda Jiang | 3012495 | 2 | 01/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |