Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Joseph Kubick | 2197490 | 1 | 09/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Jonathan Zager | 2248160 | 2 | 08/27/2021 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Georgia Maria Christodoulou | 1022116 | 1 | 08/13/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Louis Michael Eliasof | 2133218 | 1 | 08/02/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 07/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Curtis Leroy Klieger | 5990135 | 1 | 07/25/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Kazlau | 6341724 | 1 | 07/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicolas Williams | 5795520 | 1 | 06/07/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Joshua Ryan Plank | 3262187 | 2 | 06/07/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Evan Samuel Silverstein | 4724661 | 2 | 06/07/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |