Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ellen Margaret Donahue | 5508094 | 1 | 02/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Dexter L Baker | 2995602 | 2 | 01/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erin Chun | 4796281 | 1 | 01/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Guangren Xi | 3094321 | 1 | 01/17/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 3 | 12/22/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheila Sui Lai Chau | 1299779 | 3 | 12/15/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip R Wight | 3177330 | 1 | 11/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Toni | 5570208 | 1 | 10/14/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Silberman | 6393663 | 2 | 10/14/2021 | Customer Dispute | Settled | $588.00 | $0.00 | See FINRA Report |
| Antonio Accardo | 5523884 | 1 | 10/11/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |