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FINRA Broker Disclosures for MML Investors Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,281-1,290 out of 1,290 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Verlon Hicks2143255302/05/1993Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph Mario Minieri1195018502/05/1993Customer DisputeSettled$0.00$0.00See FINRA Report
John Whitney Coogan724714508/11/1992Customer DisputeSettled$46,000.00$0.00See FINRA Report
Matthew Jude Capone1017593407/22/1992Customer DisputeSettled$150,000.00$0.00See FINRA Report
Matthew Jude Capone1017593406/17/1992Customer DisputeAward / Judgment$1,120,560.00$301,250.00See FINRA Report
Paul George Stappas859437205/21/1992Customer DisputeSettled$40,000.00$0.00See FINRA Report
Sharon Mary Perhac1082590104/07/1992Customer DisputeSettled$121,200.00$0.00See FINRA Report
Clark Selwyn Ullom844147510/22/1991Customer DisputeSettled$0.00$0.00See FINRA Report
Arnie David Bergman1338888308/14/1991Customer DisputeSettled$23,974.30$0.00See FINRA Report
John Whitney Coogan724714507/23/1990Customer DisputeSettled$18,000.00$0.00See FINRA Report

1,290 Results

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