Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Ruth McLernon | 2108915 | 3 | 10/27/1995 | Customer Dispute | Award / Judgment | $4,793.00 | $4,793.00 | See FINRA Report |
| Ezekiel Meisels | 1710909 | 1 | 05/31/1995 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 10/17/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| William Edward McIntosh | 328425 | 2 | 04/07/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Wahl | 456607 | 1 | 04/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith R Forbes | 2266575 | 1 | 03/10/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeanette Fields Williams | 2296549 | 4 | 03/07/1994 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John Whitney Coogan | 724714 | 5 | 02/11/1994 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Joseph Mario Minieri | 1195018 | 5 | 01/01/1994 | Customer Dispute | Award / Judgment | $89,000.00 | $56,294.70 | See FINRA Report |
| Warren Brandies | 28849 | 3 | 04/14/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |