Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Joseph Alessi | 2651029 | 2 | 05/29/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Anthony Fasano | 2188567 | 3 | 05/25/2001 | Customer Dispute | Denied | $14,955.00 | $0.00 | See FINRA Report |
| Michael Jonathan Zager | 2248160 | 2 | 05/14/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Bernard Fuessinger | 2234059 | 1 | 05/07/2001 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Matthew Jude Capone | 1017593 | 4 | 04/24/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Tolpa Godek | 2008095 | 1 | 04/19/2001 | Customer Dispute | Denied | $18,400.80 | $0.00 | See FINRA Report |
| Wesley Thomas Whitehead | 1857221 | 2 | 04/08/2001 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Mullaney | 1389257 | 4 | 03/26/2001 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Daniel Shawn Blake | 1687120 | 1 | 03/19/2001 | Customer Dispute | Settled | $11,198.20 | $0.00 | See FINRA Report |
| Michael John Perisho | 2619423 | 1 | 03/15/2001 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |