Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Shaughnessy | 834614 | 1 | 09/25/2002 | Customer Dispute | Denied | $6,396.06 | $0.00 | See FINRA Report |
| Jeffrey Lee Bulvin | 2213380 | 1 | 09/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diana J Angus | 1503545 | 1 | 09/20/2002 | Customer Dispute | Denied | $40,858.40 | $0.00 | See FINRA Report |
| Irving Birnbaum | 2273154 | 1 | 09/20/2002 | Customer Dispute | Denied | $71,600.30 | $0.00 | See FINRA Report |
| Thomas John Trea | 2050987 | 3 | 09/12/2002 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 08/29/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 08/20/2002 | Customer Dispute | Denied | $71,127.10 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 08/12/2002 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| John Whitney Coogan | 724714 | 5 | 07/29/2002 | Customer Dispute | Settled | $86,032.90 | $0.00 | See FINRA Report |
| Victor Edward Dupuis | 1160133 | 2 | 07/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |