Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eileen Cioe | 1501017 | 10 | 11/11/2002 | Customer Dispute | Denied | $185,440.00 | $0.00 | See FINRA Report |
| Gary Wayne Farley | 1095853 | 1 | 11/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joan Kochik Murdaugh | 1101039 | 4 | 10/31/2002 | Customer Dispute | Denied | $37,559.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 10/22/2002 | Customer Dispute | Denied | $264,000.00 | $0.00 | See FINRA Report |
| Jack Edmund Rahmey | 2115473 | 1 | 10/21/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Nick Porchetta | 2287386 | 3 | 10/21/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 10/18/2002 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Jeffrey Leonard Allison | 1382177 | 5 | 10/10/2002 | Customer Dispute | Award / Judgment | $158,000.00 | $340,000.00 | See FINRA Report |
| Michael Hugh Clark | 1054265 | 3 | 10/07/2002 | Customer Dispute | Denied | $15,901.30 | $0.00 | See FINRA Report |
| Susan Lynn Davis | 4175086 | 1 | 09/27/2002 | Customer Dispute | Denied | $12,830.20 | $0.00 | See FINRA Report |