Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Scott Bravo | 3041465 | 1 | 01/16/2003 | Customer Dispute | Denied | $46,070.40 | $0.00 | See FINRA Report |
| David Noel Morales | 1702749 | 3 | 01/16/2003 | Customer Dispute | Award / Judgment | $275,000.00 | $145,000.00 | See FINRA Report |
| Stephen Sercheow Koh | 1553631 | 3 | 01/09/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 12/26/2002 | Customer Dispute | Settled | $5,273.94 | $0.00 | See FINRA Report |
| Joseph Abdallah Waked | 2160053 | 1 | 12/06/2002 | Customer Dispute | Denied | $12,582.90 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 11/27/2002 | Customer Dispute | Settled | $5,079.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 11/26/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Ronald Roy Hill | 1250003 | 2 | 11/18/2002 | Customer Dispute | Settled | $27,530.00 | $0.00 | See FINRA Report |
| Peter John Emigh | 2338214 | 2 | 11/13/2002 | Customer Dispute | Denied | $17,880.00 | $0.00 | See FINRA Report |
| Norman William Stuart | 1405817 | 1 | 11/12/2002 | Customer Dispute | Settled | $1,565,360.00 | $0.00 | See FINRA Report |