Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lee Williams | 708019 | 4 | 04/01/2003 | Customer Dispute | Award / Judgment | $105,000.00 | $200,000.00 | See FINRA Report |
| Jason Lee Peeples | 1093757 | 4 | 03/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Carl Ruff | 1856977 | 3 | 03/25/2003 | Customer Dispute | Settled | $6,015.59 | $0.00 | See FINRA Report |
| Gil Donald Hannon | 2064844 | 1 | 03/20/2003 | Customer Dispute | Settled | $67,924.00 | $0.00 | See FINRA Report |
| Anthony Joseph Leonardo | 733253 | 1 | 03/07/2003 | Customer Dispute | Settled | $22,002.00 | $0.00 | See FINRA Report |
| John Stephenson Christo | 2311860 | 1 | 02/21/2003 | Customer Dispute | Settled | $100,820.00 | $0.00 | See FINRA Report |
| Robin Anne Lovely | 3001489 | 1 | 02/18/2003 | Customer Dispute | Denied | $121,316.00 | $0.00 | See FINRA Report |
| Joseph F Eppy | 2446648 | 2 | 02/15/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Bryan Hoffman | 2358248 | 5 | 02/12/2003 | Customer Dispute | Denied | $6,166.00 | $0.00 | See FINRA Report |
| Charles Joseph Dowds | 2073605 | 3 | 01/23/2003 | Customer Dispute | Denied | $51,000.00 | $0.00 | See FINRA Report |