Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Frank Mazzola | 1029067 | 2 | 06/30/2003 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Russell Wayne Vandersteeg | 2273863 | 1 | 05/30/2003 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Joseph Farrelly | 801399 | 2 | 05/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ramesh Persaud | 1148889 | 3 | 05/22/2003 | Customer Dispute | Denied | $9,119.22 | $0.00 | See FINRA Report |
| George Teng | 2101388 | 8 | 05/19/2003 | Customer Dispute | Denied | $22,648.20 | $0.00 | See FINRA Report |
| Daniel Mark McCoy | 2918258 | 1 | 05/19/2003 | Customer Dispute | Settled | $38,578.20 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 05/16/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Daniel Francis McCarthy | 1303361 | 1 | 04/30/2003 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Anil Lamba | 2587382 | 1 | 04/18/2003 | Customer Dispute | Settled | $7,141.52 | $0.00 | See FINRA Report |
| Joseph Edward Syernick | 2328450 | 1 | 04/18/2003 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |