Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lloyd Klun | 1708195 | 1 | 11/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Allen McRoberts | 2180002 | 2 | 09/29/2003 | Customer Dispute | Denied | $26,898.60 | $0.00 | See FINRA Report |
| Yin Long | 2319566 | 2 | 09/16/2003 | Customer Dispute | Denied | $31,890.70 | $0.00 | See FINRA Report |
| Michael Scott Luftman | 2954770 | 1 | 09/10/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Francis Lormer | 2059207 | 2 | 09/10/2003 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 08/15/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Sercheow Koh | 1553631 | 3 | 08/14/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Randell Richards | 2205018 | 2 | 07/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Kaltman Descherer | 2729949 | 3 | 07/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vasilios Savas Haralambous | 2921621 | 5 | 07/09/2003 | Customer Dispute | Withdrawn | $25,311.50 | $0.00 | See FINRA Report |