Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Michael Straub | 4248316 | 1 | 01/21/2004 | Customer Dispute | Denied | $5,824.59 | $0.00 | See FINRA Report |
| Thomas Andrew Albano | 1109186 | 1 | 01/06/2004 | Customer Dispute | Denied | $7,282.10 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 12/31/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant David Fraser | 1591899 | 1 | 12/16/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Frank Mazzola | 1029067 | 2 | 11/24/2003 | Customer Dispute | Denied | $47,930.80 | $0.00 | See FINRA Report |
| Gary Slavin | 2474367 | 1 | 11/20/2003 | Customer Dispute | Denied | $21,747.80 | $0.00 | See FINRA Report |
| Salvatore Conti Mica | 52760 | 1 | 11/14/2003 | Customer Dispute | Denied | $6,575.18 | $0.00 | See FINRA Report |
| Cynthia Louise Block-Taylor | 2227300 | 9 | 11/14/2003 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| James Kenneth Krueger | 1637849 | 3 | 11/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter John Leblanc | 304878 | 1 | 11/04/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |