Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ruben Gonzales Coronado | 1649750 | 1 | 03/22/2004 | Customer Dispute | Denied | $6,550.00 | $0.00 | See FINRA Report |
| Brian Charles Henderson | 1299692 | 6 | 03/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eileen Cioe | 1501017 | 10 | 03/15/2004 | Customer Dispute | Denied | $102,514.00 | $0.00 | See FINRA Report |
| Gus Ceasar Morelli | 1255786 | 1 | 03/12/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Brady Todd Westphal | 2249293 | 2 | 03/04/2004 | Customer Dispute | Settled | $302,914.00 | $0.00 | See FINRA Report |
| Anthony Nick Porchetta | 2287386 | 3 | 03/04/2004 | Customer Dispute | Settled | $773,000.00 | $0.00 | See FINRA Report |
| Jacquelyn Ann Kuhn | 2761931 | 1 | 02/23/2004 | Customer Dispute | Denied | $11,105.90 | $0.00 | See FINRA Report |
| Stephen John Murphy | 1020769 | 1 | 02/19/2004 | Customer Dispute | Denied | $6,490.00 | $0.00 | See FINRA Report |
| Sanjiv Krishnakant Shah | 2709602 | 1 | 02/17/2004 | Customer Dispute | Denied | $7,565.49 | $0.00 | See FINRA Report |
| Kenneth Paul Sicari | 1113185 | 1 | 01/27/2004 | Customer Dispute | Settled | $6,216.11 | $0.00 | See FINRA Report |