Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Patchcoski | 4835229 | 1 | 07/13/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David A Wachter | 5734478 | 1 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Marion Ingram | 840304 | 1 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Warren Dean Cates | 6724075 | 2 | 07/05/2022 | Customer Dispute | Denied | $46,857.00 | $0.00 | See FINRA Report |
| David William Gibson | 2092645 | 2 | 07/05/2022 | Customer Dispute | Denied | $46,857.00 | $0.00 | See FINRA Report |
| James William Winstel | 2950076 | 1 | 06/28/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joshua von Steinfeld | 5560704 | 2 | 06/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael McCann | 2901037 | 1 | 06/21/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Gnacinski | 3180067 | 1 | 06/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Lewis Millar | 3064161 | 2 | 06/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |