Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Frank Dicairano | 2300722 | 1 | 05/12/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Matthew Michael Jacob | 1264724 | 5 | 05/07/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Aron Kahan | 1710882 | 1 | 04/29/2004 | Customer Dispute | Settled | $360,007.00 | $0.00 | See FINRA Report |
| Jacob Kahan | 4250875 | 1 | 04/29/2004 | Customer Dispute | Settled | $360,007.00 | $0.00 | See FINRA Report |
| Kevin Arthur Penrod | 2465500 | 4 | 04/16/2004 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| James William Cleary | 1155088 | 6 | 04/02/2004 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Joseph Thomas Burkhard | 2319265 | 3 | 04/02/2004 | Customer Dispute | Denied | $10,804.40 | $0.00 | See FINRA Report |
| Joseph Thomas Burkhard | 2319265 | 3 | 03/31/2004 | Customer Dispute | Denied | $17,081.10 | $0.00 | See FINRA Report |
| John David Goldman | 2733981 | 1 | 03/29/2004 | Customer Dispute | Denied | $24,173.30 | $0.00 | See FINRA Report |
| Elizabeth Sue Walton | 2325571 | 1 | 03/29/2004 | Customer Dispute | Denied | $24,173.30 | $0.00 | See FINRA Report |