Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maohong Li | 2334911 | 1 | 11/01/2004 | Customer Dispute | Settled | $8,268.03 | $0.00 | See FINRA Report |
| Mauro Caringi | 2358995 | 1 | 09/29/2004 | Customer Dispute | Denied | $18,400.00 | $0.00 | See FINRA Report |
| James William Cleary | 1155088 | 6 | 09/27/2004 | Customer Dispute | Denied | $44,774.00 | $0.00 | See FINRA Report |
| Michael Joseph Pimpinelli | 2134287 | 2 | 09/23/2004 | Customer Dispute | Denied | $6,545.70 | $0.00 | See FINRA Report |
| Bernard Joseph Audet | 1317819 | 7 | 09/22/2004 | Customer Dispute | Settled | $13,468.80 | $0.00 | See FINRA Report |
| Peggy Yu Ping Tung | 2274624 | 1 | 09/02/2004 | Customer Dispute | Denied | $8,772.33 | $0.00 | See FINRA Report |
| Lance Edward Curnes | 1932402 | 3 | 08/23/2004 | Customer Dispute | Settled | $8,515.30 | $0.00 | See FINRA Report |
| Arkadiy Shnayder | 2879095 | 2 | 08/05/2004 | Customer Dispute | Denied | $9,226.07 | $0.00 | See FINRA Report |
| Sultan Hassan Bilal | 1175954 | 2 | 07/23/2004 | Customer Dispute | Pending | $7,472.00 | $0.00 | See FINRA Report |
| Richard James Dipasquale | 68475 | 1 | 07/20/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |