Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall M Rubenstein | 1892332 | 1 | 06/29/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| David Scott Carr | 3140276 | 1 | 06/28/2005 | Customer Dispute | Denied | $27,043.90 | $0.00 | See FINRA Report |
| Fatin N Said | 3241871 | 2 | 06/16/2005 | Customer Dispute | Denied | $6,527.00 | $0.00 | See FINRA Report |
| Jeredith Marie Nolan | 2460549 | 2 | 06/09/2005 | Customer Dispute | Denied | $86,692.00 | $0.00 | See FINRA Report |
| Dustin Michael Voag | 4754714 | 1 | 06/09/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Philip Hodge | 833556 | 1 | 06/06/2005 | Customer Dispute | Denied | $17,958.70 | $0.00 | See FINRA Report |
| Michael George Kreh | 3220002 | 4 | 05/26/2005 | Customer Dispute | Denied | $6,120.00 | $0.00 | See FINRA Report |
| Robert Lee Williams | 708019 | 4 | 05/20/2005 | Customer Dispute | Settled | $4,000.00 | $0.00 | See FINRA Report |
| Robert Harry Slomovitz | 1025947 | 1 | 05/12/2005 | Customer Dispute | Denied | $5,578.31 | $0.00 | See FINRA Report |
| Peter Smith Zonino | 1392161 | 1 | 05/10/2005 | Customer Dispute | Closed-No Action | $109,835.00 | $0.00 | See FINRA Report |