Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl E Heath Jr | 4727934 | 1 | 08/22/2005 | Customer Dispute | Closed-No Action | $5,239.67 | $0.00 | See FINRA Report |
| John Michael Klusarits | 2211997 | 1 | 08/19/2005 | Customer Dispute | Denied | $27,043.90 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 08/02/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 07/20/2005 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael Felix Greco | 1199932 | 3 | 07/19/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Goldstein | 4578409 | 1 | 07/15/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore Michael Boerger | 1643018 | 1 | 07/12/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Daniell | 2496320 | 1 | 07/12/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Gallagher | 1976385 | 5 | 07/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy John Foley | 1366488 | 1 | 07/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |