Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Melchiorre Colombo | 1188143 | 5 | 10/19/2005 | Customer Dispute | Settled | $69,990.10 | $0.00 | See FINRA Report |
| Franklin Lee Rankin | 3156737 | 1 | 10/07/2005 | Customer Dispute | Denied | $8,350.00 | $0.00 | See FINRA Report |
| James Houston Ehrett | 1076489 | 1 | 09/30/2005 | Customer Dispute | Denied | $22,539.70 | $0.00 | See FINRA Report |
| William Mark Norkin | 2684639 | 1 | 09/26/2005 | Customer Dispute | Settled | $8,658.00 | $0.00 | See FINRA Report |
| Hunter Scott Trotter | 829103 | 2 | 09/26/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Clayton Burns | 2132480 | 6 | 09/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Felix Greco | 1199932 | 3 | 09/14/2005 | Customer Dispute | Settled | $21,115.30 | $0.00 | See FINRA Report |
| Harold Morton Ryley | 1121808 | 1 | 08/30/2005 | Customer Dispute | Denied | $18,258.50 | $0.00 | See FINRA Report |
| Gregory Howard Frith | 2777004 | 3 | 08/29/2005 | Customer Dispute | Denied | $18,888.70 | $0.00 | See FINRA Report |
| Kevin Michael Mullaney | 1389257 | 4 | 08/23/2005 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |