Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Webb | 1572875 | 1 | 01/03/2006 | Customer Dispute | Denied | $36,720.00 | $0.00 | See FINRA Report |
| David E Maas | 3033417 | 3 | 12/30/2005 | Customer Dispute | Denied | $8,855.48 | $0.00 | See FINRA Report |
| Donald Joseph Uhrin | 1031421 | 4 | 12/15/2005 | Customer Dispute | Denied | $89,000.00 | $0.00 | See FINRA Report |
| Kevin John Canfield | 2286759 | 9 | 12/06/2005 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Todd John McDonald | 2589776 | 1 | 11/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Elwood Dreibelbis | 1086620 | 1 | 11/10/2005 | Customer Dispute | Denied | $257,000.00 | $0.00 | See FINRA Report |
| Harry Aloysius Carroll | 2617434 | 5 | 11/07/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Patrick McGoldrick | 2111453 | 2 | 11/03/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jacob Glofka | 2518240 | 1 | 11/03/2005 | Customer Dispute | Closed-No Action | $8,048.30 | $0.00 | See FINRA Report |
| Luvern Nickerson | 2238660 | 1 | 10/29/2005 | Customer Dispute | Settled | $6,501.00 | $0.00 | See FINRA Report |