Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald L Gretta | 1917770 | 1 | 04/19/2006 | Customer Dispute | Settled | $26,243.00 | $0.00 | See FINRA Report |
| James William Toth | 1241042 | 1 | 04/12/2006 | Customer Dispute | Settled | $110,037.00 | $0.00 | See FINRA Report |
| Nicholas Anthony Dilello | 4372021 | 2 | 03/27/2006 | Customer Dispute | Denied | $5,375.45 | $0.00 | See FINRA Report |
| Susan Kay Sparr | 1028865 | 1 | 03/06/2006 | Customer Dispute | Settled | $20.00 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 03/03/2006 | Customer Dispute | Denied | $8,300.00 | $0.00 | See FINRA Report |
| John Pier Desmond | 1038830 | 2 | 02/08/2006 | Customer Dispute | Settled | $17,480.00 | $0.00 | See FINRA Report |
| Stephen Wendell Bryars | 1000034 | 1 | 01/24/2006 | Customer Dispute | Denied | $28,178.00 | $0.00 | See FINRA Report |
| Eric Shawnyee Tom | 1890823 | 12 | 01/12/2006 | Customer Dispute | Closed-No Action | $9,615.54 | $0.00 | See FINRA Report |
| Peter Joseph Blauert | 1142855 | 1 | 01/10/2006 | Customer Dispute | Closed-No Action | $30,802.00 | $0.00 | See FINRA Report |
| Karen Dale Poore | 2045948 | 1 | 01/06/2006 | Customer Dispute | Denied | $1,046.91 | $0.00 | See FINRA Report |