Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nasser Kassem Zebian | 5521719 | 3 | 07/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Thomas Nolan | 3091925 | 1 | 04/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Warren A Pena | 4698339 | 2 | 03/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Velazquez | 7225678 | 1 | 02/16/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Everett Lee Morris | 5335321 | 1 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan E Riggs | 4901938 | 1 | 12/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Britt Eckman Clanton | 4781318 | 1 | 09/14/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth B Baron | 4007908 | 1 | 08/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Edward Padilla | 5422772 | 1 | 05/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Justin McCarthy | 4852591 | 1 | 05/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |