Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Brody | 5000199 | 3 | 12/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Andrew Cutler | 3254452 | 2 | 09/27/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary Plager Mulford | 5650754 | 1 | 09/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nilay S Patel | 6382949 | 2 | 08/30/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William James Larson | 7374639 | 2 | 07/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alejandro Eladio Santana | 5814724 | 1 | 05/15/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Williams Ricker | 6008239 | 2 | 03/17/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Spivey | 7214363 | 1 | 11/19/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Cook | 4639174 | 1 | 10/18/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicole Hobson | 6195222 | 1 | 08/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |